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Financial Crime in Capital Markets Context

About This Course

The Securities and Futures Act (“SFA”) provides a wide coverage in governing the capital markets whereby some activities are prohibited by the law and can constitute a form of financial crime if practised. This course will highlight the regulatory risks faced by the appointed representatives.

Learning Outcomes

  • What constitutes a financial crime?
  • The different categories of financial crime
  • The different types of financial fraud
  • The potential impacts of acquiring benefits from committing financial crimes
  • The internal process to prevent and report financial crimes

Module 1: What Constitutes a Financial Crime

Module 2: The Different Category of Financial Crimes

Module 3: The Different Types of Financial Fraud in the Capital Markets

Module 4: The Potential Impact from Acquiring Benefits from Financial Crime

Module 5: Internal Process to Prevent and Report Financial Crime

The Financial Training Scheme (“FTS”)

The Financial Training Scheme (“FTS”) is a training incentive scheme supported by the Financial Sector Development Fund (FSDF). The scheme supports financial sector-specific training programmes that raise the competency of the financial sector.

All our programmes are approved for listing on the Financial Training Scheme (FTS) Programme Directory and are eligible for FTS claims, subject to all eligibility criteria being met. For latest development on the Enhanced Funding Support for IBF FTS, please visit the Financial Training Scheme site.

Early Bird Discount

Enjoy 10% early bird discount when you register one (1) month before the course commencement date.

Financial Crime in Capital Markets Context

FTS

Course Features
  • CPD
    1 Hour
  • SFA
    1 Hour
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