Financial Crime in Capital Markets Context
About This Course
The Securities and Futures Act (“SFA”) provides a wide coverage in governing the capital markets whereby some activities are prohibited by the law and can constitute a form of financial crime if practised. This course will highlight the regulatory risks faced by the appointed representatives.
- What constitutes a financial crime?
- The different categories of financial crime
- The different types of financial fraud
- The potential impacts of acquiring benefits from committing financial crimes
- The internal process to prevent and report financial crimes
Module 1: What Constitutes a Financial Crime
Module 2: The Different Category of Financial Crimes
Module 3: The Different Types of Financial Fraud in the Capital Markets
Module 4: The Potential Impact from Acquiring Benefits from Financial Crime
Module 5: Internal Process to Prevent and Report Financial Crime
The Financial Training Scheme (“FTS”)
The Financial Training Scheme (“FTS”) is a training incentive scheme supported by the Financial Sector Development Fund (FSDF). The scheme supports financial sector-specific training programmes that raise the competency of the financial sector.
All our programmes are approved for listing on the Financial Training Scheme (FTS) Programme Directory and are eligible for FTS claims, subject to all eligibility criteria being met. For latest development on the Funding Support for IBF FTS, please visit the Financial Training Scheme site.
Early Bird Discount
Enjoy 10% early bird discount when you register one (1) month before the course commencement date.